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Arlington Capital Management, Inc. (“ACM”) utilizes a proactive asset allocation strategy (“PAAS”) in advising its clients. PAAS combines quantitative-based buy, sell and reallocation indicators, with qualitative research, in seeking to achieve attractive risk-adjusted returns over a long-term investment horizon. As with any investment strategy, ACM has in the past, and may in the future, modify the investment approach and portfolio parameters of PAAS in any manner which it believes is consistent with the strategy’s overall investment objective.  Material modifications were made to PAAS in February 2009 (creation of Universe Trend and Cash Comparison Indicators for trend analysis), June 2009 (creation of Long-Term Momentum Indicator for trend analysis), September 2009 (expanded Asset Class Ranking System and started PAAS computerized testing), December 2009 (creation of Global Indicator Set for buy and sell signals), April 2010 (inception of PAAS Computer Model), October 2010 (implementation of Tactical Indicators and Signals for short term risk management), January 2011 (modify Global Sell Signal with additional criteria including pattern determination), June 2011 (close Global Signals with stop loss criteria), September 2011 (inception of PAAS Long Only Model), May 2012 (modify Global Buy Signal wait period to enhance signal timing), October 2012 (first use of PAAS Stock Model), November 2012 (implement ETF replacement criteria), December 2012 (additional historical data for Cash Comparison Indicators), November 2015 (modify Global Buy Signal with additional criteria).  For more information regarding any of these material modifications, please contact ACM at 855-471-5796. All views and opinions expressed during this broadcast are those of Joseph LoPresti and not necessarily those of ACM.

Any index information included in this broadcast was included for comparative purposes, to discuss general market trends during the periods indicated, and is not intended to imply that any model portfolio is similar to the index (or indices) discussed either in composition or element of risk.  The performance of the indices discussed does not reflect the reinvestment of dividends and other earnings.

No formula or other device can be used to determine which securities to buy or sell, or when to buy or sell them. ACM makes no representation that any formula or other device discussed can assist any person in making their own decisions as to which securities to buy or sell or when to buy or sell them.

An investor should consider risk and volatility in addition to performance when making any investment decision. The risk and volatility associated with PAAS may be significantly higher or lower than the risk and volatility of other investment strategies and/or products.

As with any investment strategy, there is potential for profit as well as of loss. All investments involve some level of risk, and PAAS may not be suitable for all investors. This broadcast does not constitute a complete description of ACM’s investment services and is intended solely for informational purposes. This broadcast is in no way a solicitation or an offer to buy or sell any securities. This broadcast and any model portfolios discussed do not consider specific investment objectives, financial situations or the particular needs of any individual investor who may hear this broadcast. Investors should seek advice from their advisors regarding the appropriateness of investing in any securities or in accordance with any investment strategy.

All information regarding market or other financial information is obtained from sources that ACM believes to be reliable. ACM makes no representation as to the accuracy or completeness of information or data provided in this broadcast.

Any projections, market outlooks or estimates in this broadcast are forward-looking statements and are based on certain assumptions.  Other events which were not taken into account may occur and may significantly affect the returns or performance of the model portfolios discussed.  Any projections, outlooks or estimates should not be construed to be indicative of actual events which will occur.

For additional information, please contact us via phone at (855) 471-5796, or via email at inquiries@arlington-capital.com

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